Transfer Processor (JR1005133)

  • Competitive
  • Edgewood, NY, USA
  • Permanent, Full time
  • Broadridge Financial Solutions
  • 24 Apr 19

Transfer Processor (JR1005133)

Broadridge, a global fintech leader with over $4 billion in revenue, provides communications, technology, data, and analytics. We help drive business transformation for our clients with solutions for enriching client engagement, navigating risk, optimizing efficiency, and generating revenue growth. Broadridge employs over 10,000 full-time associates globally with a significant presence in North America, Europe, and Asia. Please visit our website at to learn more.

Job Description
As a Transfer Processor on our Corporate Issuer team, you will handle the processing of Transfer Agent Operations items (Transfers, Corporate Actions, Shareholder Sales and Purchases). This is an opportunity to use your attention to detail and ability to thrive in a fast paced department on behalf of our Issuer and Shareholder clients.

You will be responsible for:

  • Reporting and analysis of processing standards to improve efficiency and compliance
  • Testing and implementing TSP initiatives
  • Balancing & Reconciliation
  • Direct and assist with special projects as needed
  • Research and Investigation (External and Internal)

You will also handle:
  • Successful and efficient time management and processing
  • Review of Compliance efforts and implementation of training to assist in improving on the team's knowledge
  • Back-up for other departments as necessary
  • Assist management in responding to and providing the necessary information to respond to issuer and shareholder inquiries
  • Bachelor's degree preferred or equivalent work experience
  • 1 + years of working in a compliance role
  • attention to detail
  • strong verbal and written communications skills
  • Microsoft Office