Chief Compliance Officer Chief Compliance Officer …

Hamlyn Williams
in Las Vegas, NV, United States
Permanent, Full time
Be the first to apply
Competitive
Hamlyn Williams
in Las Vegas, NV, United States
Permanent, Full time
Be the first to apply
Competitive
Chief Compliance Officer
We have partnered with an exciting Crypto FinTech that is looking for a Chief Compliance Officer. You'll report directly to senior management and work cross-functionally across their business and engineering teams to scale our compliance processes, enhance their internal controls, and build out the compliance and risk management framework. You'll be at the frontline of matters relating to KYC and AML reporting obligations

Responsibilities
  • Direct report to the CEO and secondary report to the Board of Directors
  • Overall responsibility for the design, implementation and effectiveness of compliance programs across the Company, including user onboarding and periodic re-assessment workflow (KYC, AML and CIP for corporates and individuals), encompassing risk-assessment reporting and regulatory filings
  • Integration of the organisations workflows with a range of third-party compliance data vendors
  • Strong management skills to build and grow a small team of compliance professionals,that is execution-focused and efficient in approach
  • Work alongside legal and relevant product teams to design new compliance programs for new digital/blockchain products
  • Assist with license application processes, including State-level and Federal applications
Requirements
  • Prior experience as Head or Deputy of a Compliance Program within Financial Services
  • 8+ years within compliance and 5+ years in a supervisory role
  • A strong personal interest in crypto-assets as a product
  • Experience and comfort presenting compliance program complexity to both 'C level' and Regulatory bodies
  • This is a completely in-person role in Las Vegas, NV
You can apply by:
  • Selecting the "Apply" button below or by contacting me directly.

    As a Fintech Compliance & Financial Crime market specialist, I am partnered with a myriad of large and small Fintech Companies across the country. If this role is of interest to you, or if you are interested in exploring other opportunities within the market, you are welcome to reach out directly to:

    Sparsh Didwania, s.didwanial@hamlynwilliams.com or (619) 332-6398
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