KYC Quality Control Specialist KYC Quality Control Specialist …

SOCIETE GENERALE
in Jersey City, NJ, United States
Permanent, Full time
Be the first to apply
Competitive
SOCIETE GENERALE
in Jersey City, NJ, United States
Permanent, Full time
Be the first to apply
Competitive
KYC Quality Control Specialist
Environment
The Operations Department (OPER) ensures the operational processing and control of activity across all Global Banking and Investor Solutions (GBIS) business lines (Capital Markets, ex-Newedge & Financing). OPER implements all necessary means to ensure the operational, administrative and financial processing of capital markets and credit operations initiated by these business lines. In addition, OPER ensures the control and security of transaction processing in accordance with current financial regulations while acting as the first level of control on operations and booking quality. OPER provide all necessary support during the lifecycle of the transaction, perform Know Your Customer processing and provide general client relationship management. OPER also acts to steer the evolution of regulatory projects and controls our external service providers.

CLIC (Client Lifecycle Intelligence and Care) is the global cross-business client management division for Societe Generale. CLIC's mission is to provide a simplified, differentiated experience for SG's clients and employees over the client's entire lifecyle. Within CLIC, the CLM (Client Lifecycle Management) department has primary responsibility for:
  • Coordinating the onboarding process
  • Managing client data with a guarantee of quality and completeness
  • Protecting the bank and its clients by applying KYC regulations


  • Mission

    Day-to-Day Responsibilities:
  • The QC Analyst will review cases for full adherence with SG Know Your Client Global Policy, Global KYC Key Operating Procedures and any applicable Local Variance.
  • Ensures profile review is completed timely and within quality expectations, including review conclusions that are clear, complete and supported by the information in the file.
  • The QC Analyst will identify and escalate critical issues to the Team Head and Compliance.
  • The QC Analyst will review cases for full adherence with Societe Generale Know Your Client Global Policy, Global KYC Key Operating Procedures and any applicable Local Variance.
  • Analyze negative news and political exposure persons and prepare written analysis and recommendation
  • Coordination across all key stakeholders in the screening process (eg. Front Office, KYC Advisory, Sanctions)
  • Perform other assignments as assigned.


  • Profile

  • Previous experience in KYC/AML preferably in an Institutional Banking environment
  • Highly analytical person with comprehensive understanding and application of risk-based procedures
  • Strong organizational and communications skills with excellent attention to detail.
  • Ability to deliver to a high standard under pressure and short deadlines.
  • Ability to multitask and manage a high number of priorities.
  • Excellent verbal and written communication skills.
  • Good knowledge of MS office package (Word, Excel, PowerPoint)


  • Evolution
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