KYC Negative News Analyst
The Operations Department (OPER) ensures the operational processing and control of activity across all Global Banking and Investor Solutions (GBIS) business lines (Capital Markets, ex-Newedge & Financing). OPER implements all necessary means to ensure the operational, administrative and financial processing of capital markets and credit operations initiated by these business lines. In addition, OPER ensures the control and security of transaction processing in accordance with current financial regulations while acting as the first level of control on operations and booking quality. OPER provide all necessary support during the lifecycle of the transaction, perform Know Your Customer processing and provide general client relationship management. OPER also acts to steer the evolution of regulatory projects and controls our external service providers.
CLIC (Client Lifecycle Intelligence and Care) is the global cross-business client management division for Societe Generale. CLIC's mission is to provide a simplified, differentiated experience for SG's clients and employees over the client's entire lifecyle. Within CLIC, the CLM (Client Lifecycle Management) department has primary responsibility for: Coordinating the onboarding process Managing client data with a guarantee of quality and completeness Protecting the bank and its clients by applying KYC regulations Mission Day-to-Day Responsibilities: Perform reviews on Negative News (Adverse Media) ("NN") or Politically Exposed Persons ("PEP) alerts Conducted screening using screening tool for PEP and NN Alerts Manage team both onshore and offshore on and ongoing basis to perform reviews and meet deadlines on a regular basis Perform OFAC/World-Check screening as necessary Ensuring information and documentation related to screening is properly maintained Maintain a working knowledge of AML regulations and be able to relate them to SG policies and procedures Maintain good working relationship with the business lines Profile Technical Skills: Exposed to screening tools needed for PEP/NN/Sanctions or all of them Familiarity with the principles of risk based KYC, client risk assessment and the products used in a wholesale banking and institutional broker dealer business Proficient in Microsoft Office, Word, Excel, PowerPoint Competencies: Strong communication skills (written and oral) Ability to partner with Compliance, other KYC departments in SG, and business lines Strong time management skills and the ability to work well under pressure An inquisitive nature and ability to spot issues, and address conflicts and escalate issues where appropriate Excellent problem solving and time management skills Ability to work independently and use judgment to assure all issues and concerns are managed properly and timely Qualifications: Experience Needed: Four to Six years experience in the Financial Services industry in a KYC or AML capacity. Educational Requirements: Degree calibre candidate with expertise in business or economics related subjects Desired / Plus:
ACAMS Languages: (Other than English)
French & Spanish a plus Evolution
At Societe Generale, we live by our 4 core values of commitment, responsibility, team spirit and innovation. We are engaged and demonstrate consideration for others. We act ethically and with courage. We focus our talent and energy on collective success. We experiment and propose new ideas. This way, we maximize our ability to serve client needs and anticipate market changes. Societe Generale is committed to strengthening bonds with colleagues, communities and the world in which we live, because relationships are at the heart of how we operate.