KYC Investigations Analyst KYC Investigations Analyst …

in Jersey City, NJ, United States
Permanent, Full time
Be the first to apply
in Jersey City, NJ, United States
Permanent, Full time
Be the first to apply
KYC Investigations Analyst
The Operations Department (OPER) ensures the operational processing and control of activity across all Global Banking and Investor Solutions (GBIS) business lines (Capital Markets, ex-Newedge & Financing). OPER implements all necessary means to ensure the operational, administrative and financial processing of capital markets and credit operations initiated by these business lines. In addition, OPER ensures the control and security of transaction processing in accordance with current financial regulations while acting as the first level of control on operations and booking quality. OPER provide all necessary support during the lifecycle of the transaction, perform Know Your Customer processing and provide general client relationship management. OPER also acts to steer the evolution of regulatory projects and controls our external service providers.

CLIC (Client Lifecycle Intelligence and Care) is the global cross-business client management division for Societe Generale. CLIC's mission is to provide a simplified, differentiated experience for SG's clients and employees over the client's entire lifecyle. Within CLIC, the CLM (Client Lifecycle Management) department has primary responsibility for:
  • Coordinating the onboarding process
  • Managing client data with a guarantee of quality and completeness
  • Protecting the bank and its clients by applying KYC regulations

  • Mission

    Day-to-Day Responsibilities:
  • Conducting CDD / EDD on assigned new clients in all risk classes (Low -High Risk)
  • OFAC/World-Check screening
  • Ensuring information and documentation provided by Business Lines is correct and in good form
  • Maintain a working knowledge of AML and OFAC regulations and be able to relate them to SG policies and procedures
  • Apply the SGUS Know Your Customer Procedures to assigned accounts
  • Maintain good working relationship with the business lines

  • Profile

    Technical Skills:
  • Familiarity with the principles of risk based KYC, client risk assessment and the products used in a wholesale banking and institutional broker dealer business
  • Microsoft Office, Word, Excel, PowerPoint
  • Competencies:
  • Strong communication skills (written and oral)
  • Ability to partner with Compliance, other KYC departments in SG, and business lines
  • Strong time management skills and the ability to work well under pressure
  • An inquisitive nature and ability to spot issues, and address conflicts and escalate issues where appropriate
  • Excellent problem solving and time management skills
  • Ability to work independently and use judgment to assure all issues and concerns are managed properly and timely
  • Qualifications:

    Experience Needed:
  • Four to Six years experience in the Financial Services industry in a KYC or AML capacity.
  • Educational Requirements:
  • Degree calibre candidate with expertise in business or economics related subjects
  • Desired / Plus: ACAMS

    Languages: (Other than English) French & Spanish a plus