• Competitive
  • Raleigh, NC, USA
  • Permanent, Full time
  • Credit Suisse -
  • 21 Oct 18

Trade Surveillance Analyst # 113293

We Offer
Role Overview
  • Compliance and Surveillance Experience.
  • Daily Surveillance Tasks and Activities while Detail Oriented with Strong Analytical Skills.
  • Maintain a level of Professionalism and Principled Behavior.

Key Deliverables
  • You will be reviewing Trade Surveillance alerts generated by the trade surveillance systems;
  • Scope: Fixed Income, Prime Services & Equities products across Global Markets, IBCM and PB businesses;
  • Identifying any irregularities or discrepancies as part of the trade review process;
  • You will detect potentially abusive trading activities, investigating potential cases and escalating;
  • Conducting targeted trade surveillance, monitoring & testing reviews, in accordance with the CCS's program;
  • You will develop an understanding of the systems in use, identify risks and ensure efficiency of current solutions;
  • Develop experienced knowledge of regulations promulgated by various financial regulatory agencies, regulatory changes and firm policies related to trade surveillance;
  • Liaising and collaborating with IT Support, Compliance, Front Office and other business organizations to handle escalated cases and potential changes regarding surveillance software and systems;
  • You will maintain robust documentation for all desk activities and update as required;
  • You will actively participate and adhere to deadlines;
  • You will undertake similar or related tasks or duties, as directed by management.

Additional Responsibilities
  • Supporting the deployment of activities and contributing to the development and reputation of the team;
  • You will participate in meetings to identify suggestions for improvements to the program;
  • You will review or test trade scenarios for specific compliance risk concerns and draft memos summarizing findings, as necessary;
  • You will develop Management Information (MI) for Senior Compliance managers around surveillance and testing;
  • You will assist in responding to regulatory inquiries that relate to trade activities;
  • Building and maintaining good relationships with various business partners around the globe;
  • Other general compliance responsibilities.

Credit Suisse maintains a Working Flexibility Policy, subject to the terms as set forth in the Credit Suisse United States Employment Handbook.

You Offer
  • You have College or University degree;
  • Surveillance, compliance or investigative experience in banking is highly desirable; alternatively, compliance experience in other regulated industries is desirable;
  • You have proficient communication and presentation skills, especially with regard to communicating with a broad range of technical and non-technical staff;
  • Do you have the ability to quickly learn new surveillance software as well as back-end analysis of the software?
  • Do you have attention to details but also able to take a big picture approach?
  • You are goal oriented working style; Open, flexible and a positive team oriented attitude;
  • You are dedicated and assumes accountability for their tasks and results;
  • Motivated to work in a multicultural and an international environment.

Technical Skills
  • Understanding of banking industry and its regulatory environment.
  • Understanding of the complexity of financial products and services.
  • Proficiency in Microsoft Office skills, including Excel, Word, PowerPoint and Outlook.