Internal IT Auditor Internal IT Auditor …

in Charlotte, NC, United States
Permanent, Full time
Be the first to apply
in Charlotte, NC, United States
Permanent, Full time
Be the first to apply
Internal IT Auditor
Internal IT Auditor Charlotte, NC, United States/en-US/Barings/job/Charlotte--NC-United-States/Internal-Auditor--Analyst_JR_001631/apply

At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients.

We thank you for your interest in joining the Barings team, and invite you to explore our current employment opportunities.

Business Unit:

Internal Audit

Title: IT Internal Auditor

Department: Audit

Location: Charlotte, NC

Barings is a $325+ billion* global asset management firm dedicated to meeting the evolving investment and capital needs of our clients. We build lasting partnerships that leverage our distinctive expertise across traditional and alternative asset classes to deliver innovative solutions and exceptional service. Part of MassMutual, Barings maintains a strong global presence with over 2,100 associates and offices in 18 countries. Learn more at .

1as of June 30, 2019

Job Summary

In this role, you will be exposed to various business areas and will have high visibility and access to senior leaders throughout the organization. This is an excellent opportunity to influence and impact change. This position generally focuses on more complex audits, and is able to work in a highly self-sufficient manner.

Typically, this position is involved in activities such as:

  • The preparation of detailed programs for audit
  • The review of financial or management systems and related processes and procedure to determine efficiency, effectiveness, and compliance with accounting practices and standards
  • The review and evaluation of internal controls and their application in the financial or management operations
  • Providing advice and consultation to other auditors regarding the review business area control
  • This position may assist in the identification of emerging risks and audit planning, and taking an active role in other projects.

Primary Responsibilities

The individual will be responsible leveraging business knowledge to conduct internal audits and projects related to investment advisory and investment management business functions and processes. The internal audit activities involve analyzing risks and controls, recommending process and control improvements, and providing reports to relevant stakeholders. This individual also participates in Internal Audit initiatives and activities.

Key responsibilities and objectives for this position are:

  • Conduct audits and projects that evaluate and test the relevant risks, key control points, operations effectiveness and risk management
  • Create and utilize reports and models to analyze the way in which investment results are used to assist business management
  • Distill topics and use appropriate judgment to effectively communicate issues, information, and recommendations to peers and management
  • Work in partnership with audit management, financial/investment/other business management and other risk/control functions to ensure that processes, business activities, and internal controls are effective in managing operational, financial, regulatory and business risks
  • Survey the business functions and corporate activities in order to set audit scope and audit objectives for specific engagements
  • Recommend appropriate business solutions to manage identified risks and controls
  • Prepare reports and analyses that communicate audit results for the relevant business conditions and business risks/controls
  • Analyze business functions from a financial, operational and compliance perspective
  • Conduct audits and projects in accordance with professional standards and department policies and procedures as it relates to specific business functions and/or corporate activities
  • Contribute ideas that strengthen internal audit practices and other risk/control efforts


  • Bachelors degree in accounting, finance, or related business field
  • 2+ years internal audit experience
  • Ability to demonstrate excellent communication skills both verbally and written

Preferred Requirements

  • CFA, MBA and/or other relevant investment certifications
  • Progressive internal/external audit experience or equivalent financial services business experience
  • Understanding of audit, internal control, risk and governance principles
  • Strong analytic and problem-solving skills
  • Understanding of workflows and business processes
  • Ability to identify solutions that effectively address business and control needs
  • Motivated self-starter with high aptitude for learning and strong track record
  • Possesses high integrity, professional skepticism and strong business sense
  • Commitment to excellence and continual improvement
  • Commands respect and credibility with team members and business colleagues
  • Anticipates future possibilities, opportunities and risks
  • Handles ambiguity with sound business judgment and partnership
  • Ability to multi-task effectively in a fast paced environment
  • High responsiveness and flexibility to changing business priorities and tight deadlines
  • Ability to work within and across organizations

Barings is an Equal Employment Opportunity employer; Minority/Female/Age/Sexual Orientation/Gender Identity/Individual with Disability/Protected Veteran. We welcome all persons to apply.

Posted 2 Days AgoFull timeJR_001631

Barings is a leading global asset management firm dedicated to meeting the evolving investment and capital needs of our clients. We build lasting partnerships that leverage our distinctive expertise across traditional and alternative asset classes to deliver innovative, institutional-quality solutions and service.

Our team-driven culture is based on transparency, responsibility and putting our clients interests first. We listen to our clients to understand their needs, so that we can be a strategic advisor and long-term partner in meeting their unique investment goals. Risk management and protecting our investors capital over the long term is an essential component of our lasting partnerships.

Barings is also committed to building long-term relationships with our associates and providing opportunities and support to help them succeed. With our expanding business and global footprint, Barings offers a wealth of opportunities for associates who share our culture, values and commitment to excellence in client service.

As an organization, we believe that a diversity of perspectives and strengths is essential to meeting the evolving needs of our clients, and we are committed to attracting and retaining a talented workforce as diverse as the clients and communities that contribute to our success.