Sr Auditor Sr Auditor …

Ameriprise Financial, Inc.
in Minneapolis, MN, United States
Permanent, Full time
Be the first to apply
Competitive
Ameriprise Financial, Inc.
in Minneapolis, MN, United States
Permanent, Full time
Be the first to apply
Competitive
Sr Auditor
Job Description

Plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities, present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.

Responsibilities

  • Plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities. Present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes.
  • Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
  • Gather information and provide input into risk assessments in conformance with department standards, generally in less complex areas.
  • Monitor and validate Management Action Plan status and recommend closure of Management Action Plans when actions are complete and identified deficiencies have been addressed.
  • Coordinate with appropriate control groups in planning, and executing assigned work. Complete work within established time lines. Proactively communicate/escalate challenges and roadblocks that impact ability to meet established time lines.


Required Qualifications

  • Bachelors degree or equivalent.
  • Availability to travel.
  • 1-3 years in public accounting, internal audit, technology audit or related financial services field.
  • Demonstrated proficiency in basic audit skills and business knowledge. Demonstrated aptitude for project leadership.
  • Strong oral and written communication skills.
  • Standard desktop computing skills.
  • Degree in Accounting, Finance or related discipline.


Preferred Qualifications

  • Experience working in or auditing financial, operational and compliance risks in the banking industry is highly desired.
  • 2-4 years of professional experience.
  • CIA, CISA, CPA, CFSA.
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