Senior Consultant (State Street Bank and Trust Company; Burlington, Massachusetts ): The Senior Consultant will play a key role in ensuring that the clients are optimizing their use of CRD products. The individual will leverage investment company compliance expertise to provide solutions for optimizing usage of the Charles River Investment Management System ("CRIMS") at customer sites. The CRIMS supports the entire investment lifecycle on a single platform, from portfolio and risk management through trading and post-trade settlement with interpreted compliance management throughout. Specific duties of the position include: Visiting customers on-site as required to address best practices, workflows, training, and other specific compliance needs to launch large-scale implementations of the CRIMS; recommending changes and enhancements based on customer requirements to be implemented in future releases of the CRIMS; utilizing in-depth knowledge of various regulatory requirements and bodies, including the Investment Company Act of 1940, Internal Revenue Code, ERISA, UCITS, Section 2a-7 SEC, IRS, Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), National Association of Insurance Commissioners (NAIC), National Futures Association (NFA), Federal Deposit Insurance Corporation (FDIC), Financial Crimes Enforcement Network (FinCEN), Financial Services and Markets Act (FSMA), Undertakings for Collective Investment in Transferable Securities (UCITS), Collective Investment Schemes (COLL), European Securities and Markets Authority (ESMA), Committee of European Securities Regulators (CESR) to perform job duties and code regulatory requirements in CRIMS; understanding and deciphering Prospectus, Statement of Additional Information (SAI), Investment Policies, Practices and Procedures, and other client restrictions, and translating all requirement to ensure that clients' usage of CRIMS is being optimized; utilizing knowledge of all type of investments, including domestic and international securities, equities, fixed income, derivatives, securities holding other constituents or others such as mutual funds, index securities, and other complex securities; and working with all levels of managements. [Travel up to 90% of the time]
Minimum requirements are: Master's degree, or its equivalent, in Finance, Information Systems, or related field; and 3 years of experience in Investment Company compliance and related-industry compliance with an emphasis on logic-based rule coding. Alternatively, will accept, Bachelor's degree, or its equivalent, in Finance, Information Systems, or related field; and 5 years of experience in Investment Company compliance and related-industry compliance with an emphasis on logic-based rule coding.
Must have: Demonstrated ability in Excel (formulas, pivot tables); proven knowledge of database systems, SQL and how an automated compliance environment functions; demonstrated ability in writing standard MS/SQL queries to solve problems and realize more accurate and complete resolutions; proven knowledge of relational database tables and structures, and experience working with data mapping and modelling; proven knowledge of compliance / regulatory monitoring or financial technology; demonstrated project management skills (organized, self-motivated and deadline oriented); demonstrated experience with Agile or Waterfall project management methodology; and proven ability to build and maintain positive relationships with all levels of management internally within the organization and with clients. (Unless otherwise indicated, State Street is seeking the ability in the skills listed above with no specific amount of years of experience required. All experience can be gained concurrently.)
A pply online at statestreet.com/careers . State Street Job ID: R-676634 .
An EOE. #LI-DNI