Testing & Analytics Analyst Testing & Analytics Analyst …

Wellington Management Company, LLP
in Boston, MA, United States
Permanent, Full time
Be the first to apply
Wellington Management Company, LLP
in Boston, MA, United States
Permanent, Full time
Be the first to apply
Testing & Analytics Analyst

Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients.

The Testing & Analytics Analyst will support the program relating to the testing, surveillance, and monitoring of current and emerging regulatory compliance risks that arise in the ordinary course of our business.

The Testing & Analytics Analyst will be a member of the Legal and Enterprise Risk Group working under the direction of the Testing & Analytics Officer and with other testing, operational risk and regulatory compliance professionals.
The Testing & Analytics Analyst's responsibilities will include the following:
  • Conduct testing and surveillance of firm activity using forensic testing methodologies, such as data analytics and patterned-based testing
  • Analyze testing results to confirm consistency with the firm's compliance policies, procedures and controls and to identify activity falling outside of those controls
  • Monitor for potential suspicious activity and escalate and report results accordingly
  • Support initiatives to enhance current forensic testing and surveillance and identify and design additional testing to address the firm's regulatory and compliance risks
  • Interact with business representatives and other key constituents to gain an understanding of the controls and processes under review
  • Execute global and local program and regulatory tests to assess compliance with and detect violations of policy, regulation, and law in support of the firm's global compliance programs
  • Participate in the analysis, evaluation, and formulation of conclusions and document test results and conclusions
  • Support enhancements to testing and surveillance tools/applications by coordinating with Information Technology
The successful candidate will possess the following qualifications:
  • College undergraduate degree with 5-or more years of analytics or testing related experience
  • Experience with regulatory forensic testing and surveillance techniques, with a specific focus on the asset management industry preferred
  • Knowledge of asset management compliance program related rules and regulations
  • Knowledge of trading, securities markets, and investment products
  • Inquisitive mindset - appropriate level of skepticism and curiosity
  • Strong analytical and problem-solving skills
  • Highly comfortable with data preferred (e.g., advanced excel, SQL, Tableau or other data analytics tools)
  • Highly organized and detail-oriented; demonstrated planning and organizational skills
  • Ability to manage multiple initiatives simultaneously
  • Strong written and oral communication/presentation skills
  • Knowledge/familiarity with compliance-related technologies
  • Capable of instilling confidence with senior management and legal team
  • Global outlook

Testing & Analytics Analyst

280 Congress

As an equal opportunity employer, Wellington Management ensures that all qualified applicants will receive equal consideration for employment without regard to race, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability (physical or mental), medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic protected by applicable law . If you are a candidate with a disability, or are assisting a candidate with a disability, and require an accommodation to apply for one of our jobs, please email us at GMCANINQ@wellington.com .
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