Staff Auditor Staff Auditor …

Ameriprise Financial, Inc.
in Boston, MA, United States
Permanent, Full time
Be the first to apply
Competitive
Ameriprise Financial, Inc.
in Boston, MA, United States
Permanent, Full time
Be the first to apply
Competitive
Staff Auditor
Job Description

Plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities, present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.

Responsibilities

This position will play an important role within Risk & Control Services. The position involves a variety of activities working with internal audit leaders and staff as well as external auditors to support the company's internal audit team, SOX/MAR Program and audit committees of boards of directors for Ameriprise and subsidiaries/affiliates.

In addition, this position will execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR compliance activities. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes.

Monitor and validate Management Action Plan status and recommend closure of Management Action Plans when actions are complete and identified deficiencies have been addressed.

Coordinate with appropriate control groups in planning and executing assigned work. Complete work within established time lines. Proactively communicate/escalate challenges and roadblocks that impact ability to meet established time lines.

Required Qualifications

Bachelors degree or equivalent
0-1 years of experience
Strong communication skills
Develop and practice basic audit skills and business knowledge

Preferred Qualifications

0-2 years of professional experience
Degree in Accounting, Finance or related field
CIA, CPA, CISA

About Our Company

With the right company, life can Be Brilliant®. At Ameriprise Financial, we're not just in the business of helping clients with their financial goals - we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you're motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial and we can Be Brilliant® together.

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
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