Investment Management Compliance Analyst Investment Management Compliance Analyst …

BNY Mellon Investment Management
in Boston, MA, United States
Permanent, Full time
Be the first to apply
Competitive
BNY Mellon Investment Management
in Boston, MA, United States
Permanent, Full time
Be the first to apply
Competitive
Investment Management Compliance Analyst
Regulatory Oversight Management - IC1Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight management with laws, rules, regulations and related policies. Performs research and analyzes relevant information and transactions that warrant further investigation. Communicates with internal and external parties as needed and makes recommendations on necessary procedural/control changes on regulatory oversight management matters. This position requires knowledge of the Financial Services Industry regulations, compliance, operations or auditing. Strong oral and written communication skills and the ability to implement compliance policies and procedures.Verify practices against straightforward policies, with moderate supervision.Document findings for management reports .Gathers data and prepares materials for more senior team members to counsel business personnel on first line of defense compliance with policies.No direct reports.Contributes to the achievement of team objectives. Works on projects of limited size and levels of complexity.

Qualifications

Bachelors degree or the equivalent combination of education and experience is required. Advanced/graduate degree preferred. 0-3 years of total work experience preferred.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.


Primary Location: United States-Massachusetts-Boston
Internal Jobcode: 70403
Job: Asset Management
Organization: Mellon With TOH ADJ-HR13428
Requisition Number: 1913498
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