Compliance Manager Compliance Manager …

State Street Bank
in Boston, MA, United States
Permanent, Full time
Be the first to apply
State Street Bank
in Boston, MA, United States
Permanent, Full time
Be the first to apply
Compliance Manager
BU Compliance Manager, AVP Boston, Massachusetts/en-US/Global/job/Boston-Massachusetts/BU-Compliance-Manager--AVP_R-623217/apply


This position is a critical component of the overall Compliance Program infrastructure acting as a central point of contact between the global Business Unit (BU) Compliance Advisory teams for Global Markets (GM), Global Exchange (GX), Charles River Development, Global Credit Finance, Global Treasury (GT) & Finance as well as a number of central Compliance teams including Bank Policy & Strategy, Compliance Methodology, Compliance Risk Monitoring Team, plus the Business Architecture and Business Controls Executives/ Business Risk Managers Network to advise and coordinate efficient, timely updates and maintenance of regulatory obligations and controls. This position will also be responsible for execution of various projects supporting broader compliance team objectives, such as Control Rationalization, Integrated Non-Financial Risk Assessment (INFRA), Global Regulatory Change Management training and proceduralization, Archer Issue analysis and ownership, and Business Risk Committee reporting.

This position is perfect for an individual who has expertise in the business model, regulatory environment and familiarity with risk assessment and internal controls. This position requires skills in successful issue and project management together with experience coordinating with large teams of employees, who possesses strong attention to detail and who thrives in a fast-paced environment. It is a role from which a successful candidate may advance a career further in Compliance or in other risk and control areas.


In this highly visible role, the BU Compliance Assistant Vice President (AVP) will:
  • Orchestrate, direct, and centrally support the Compliance oversight programs methodology implementation, and INFRA for Global Markets, Global Exchange, Charles River Development, Global Credit Finance, Global Treasury & Finance, Compliance global staff and Business partners
  • Serve as the key communication liaison and provide tactical oversight and/or coordination amongst the Senior Compliance Officer(s), the global Compliance team, and across Compliance central teams and the Business Control teams
  • Support and manage department-wide initiatives and projects as needed by Compliance Senior Management by organizing, structuring, and disseminating information to the global Compliance team
  • Analyze, prepare and distribute metrics and reporting to Compliance Senior Management
  • Support and backup Compliance Manager(s) for one or more GM/GT Business Units
  • Partner with the Business and the First Line of Defense (FLoD) to review policies and procedures as needed
  • Develop and deliver training in support of departmental objectives
  • Deploy tools and technology to assist the global team gain efficiency by identifying real-time regulatory and process improvements


  • Bachelors degree, Masters, JD, or other advanced degree preferred
  • Minimum 5-7 years in financial services with experience in compliance, risk, audit or legal
  • Proficiency in Excel, PowerPoint, and Word; Tableau expertise preferred
  • Strong attention to detail, project management and organizational skills
  • Aptitude to work both independently and collaboratively, manage multiple simultaneous tasks and assume ownership for the delivery of projects in a high-pressure, deadline-driven environment
  • Have a solid understanding of policies, procedures and controls
  • Strong analytical skills, excellent oral and written communication skills
  • Excellent interpersonal, organizational, communication and team-working skills
  • Demonstrated ability to work effectively with outside parties at all organizational levels
Posted YesterdayFull timeR-623217

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