This position is a critical component of the overall Compliance Program infrastructure acting as a central point of contact between the global Business Unit (BU) Compliance Advisory teams for Global Markets (GM), Global Exchange (GX), Charles River Development, Global Credit Finance, Global Treasury (GT) & Finance as well as a number of central Compliance teams including Bank Policy & Strategy, Compliance Methodology, Compliance Risk Monitoring Team, plus the Business Architecture and Business Controls Executives/ Business Risk Managers Network to advise and coordinate efficient, timely updates and maintenance of regulatory obligations and controls. This position will also be responsible for execution of various projects supporting broader compliance team objectives, such as Control Rationalization, Integrated Non-Financial Risk Assessment (INFRA), Global Regulatory Change Management training and proceduralization, Archer Issue analysis and ownership, and Business Risk Committee reporting.
This position is perfect for an individual who has expertise in the business model, regulatory environment and familiarity with risk assessment and internal controls. This position requires skills in successful issue and project management together with experience coordinating with large teams of employees, who possesses strong attention to detail and who thrives in a fast-paced environment. It is a role from which a successful candidate may advance a career further in Compliance or in other risk and control areas.
MAJOR RESPONSIBILITIES:In this highly visible role, the BU Compliance Assistant Vice President (AVP) will:
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