Market Regulation Officer Market Regulation Officer …

Hamlyn Williams
in Chicago, IL, United States
Permanent, Full time
Be the first to apply
Competitive
Hamlyn Williams
in Chicago, IL, United States
Permanent, Full time
Be the first to apply
Competitive
Market Regulation Officer
We're working with a growing exchange in Chicago who are looking for a Market Regulation Officer to join their growing team.

What you'll be doing:
  • Trade Practice Surveillance & Market Surveillance
  • Real-time Market Monitoring
  • Enforcement and Disciplinary Proceedings
  • Audits, examinations and other regulatory responsibilities with respect to Members and Market Participants
  • Assist the Chief Regulatory Officer and Enforcement Counsel with respect to prosecution or settlement of formal disciplinary proceedings
  • Conduct investigations into manipulative trading activity for FX and commodity-based transactions, and other relevant trade practice violations. Communicate surveillance analysis and findings to department management and to other members of the department.
What they're looking for:
  • Bachelors degree level educated
  • Minimum 2-3 years in market regulation or surveillance for a Regulatory Agency, an Exchange, or equivalent experience at a proprietary trading firm in market regulation/compliance.
  • Understanding of CFTC regulations and understanding of market abuse
For more information get in touch at t.byrne@hamlynwilliams.com

#LI-TB1
Hamlyn Williams logo
More Jobs Like This
See more jobs
Close
Loading...