CPWM AML RETAIL COB ANALYST
Job Description : Job Description
Operational Risk and Control Consultant: Responsible for reviewing client information to determine risk related to BSA/AML compliance and Enterprise Risk AML policy and guidelines, as well as Consumer Segment and COB department BSA/AML related procedures.
Responsible for timely completion of assigned AML Risk reviews/alerts. Ability to review client relationship profiles and related/required account/client documentation to assess the risk of the client relationship and ensure the risk rating is appropriate, accurate and provides detailed responses and explanations to support the disposition of the AML risk review.
Serves as a BSA/AML Risk Professional for the Consumer Retail & Premier Banking Line of Business, including proving support to and responding to questions from Front Office teammates relative to client risk ratings/profiles and disposition of AML risk reviews. Qualifications Minimum Qualifications (45):
4 years of work experience that includes audit, operations, process engineering or risk management. Working knowledge of SOX and other regulatory requirements and operational risk concepts. Demonstrate strong communications and presentation skills and ability to support initiatives as assigned Minimum Qualifications (46):
5 years of work experience including audit, operations, process engineering or risk management. Working knowledge of SOX and other regulatory requirements, and operational risk concepts. Demonstrate professional communications and presentation skills, strong relationship management skills and ability to support multiple ongoing initiatives Minimum Qualifications (47):
Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience. 5 years of work experience including audit, operations, process engineering or risk management Strong knowledge of SOX and other industry-related regulatory requirements, and operational risk concepts. Professional communications and presentation skills. Strong relationship management skills. Demonstrated leadership or management skills. Solid knowledge of risk management principles and controls, broad-based business practices, and deep understanding of segment/function business processes, with the ability to assess levels of adherence/execution and identify risk/control improvement opportunities. Preferred Qualifications:
Bachelor's degree in Business, Economics, Finance, or Accounting, or at least 5 years work experience in the Financial Services Industry, including audit, operations, or risk management OR a minimum of six months of contracting experience with SunTrust in COB AML or related area. Good working knowledge of BSA/AML rules and regulations, including KYC, OFAC compliance, specifically in regards to auditing, transactional monitoring, EDD, remediation; along with other industry-related regulatory requirements, and operational risk concepts. Strong verbal and written communication skills. Professional relationship management skills. Technical proficiency, which includes skilled in the use of MS Excel, MS Outlook, MS PowerPoint, MS Access. Working experience with Actimize, LexisNexis, Mainframe, SharePoint and World Check. Solid knowledge of risk management principles and controls, broad-based business practices, and deep understanding of segment/function business processes, with the ability to assess levels of adherence/execution and identify risk
Equal Opportunity Employer: SunTrust supports a diverse workforce and is a Drug Testing and Equal Opportunity Employer. SunTrust does not discriminate against individuals on the basis of race, creed, color, gender, religion, national origin, age, disability, veteran status, pregnancy, marital status, citizenship status, sexual orientation, gender identity, genetic information, or any other classification protected by applicable laws.
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