Operations Supervisor Operations Supervisor …

eToro
in Miami, FL, United States
Permanent, Full time
Be the first to apply
100,000
eToro
in Miami, FL, United States
Permanent, Full time
Be the first to apply
100,000
Posted by:
Naomi Bar Yehuda • Recruiter
Posted by:
Naomi Bar Yehuda
Recruiter
The eToro U.S. office is looking for an Operations Supervisor. This role will be responsible for ensuring that business offerings under FINRA and SEC jurisdictions are professionally managed in full compliance with all rules and regulations. The ideal candidate will have a financial operations background. Proven track record of successful

What you’ll be doing:

What you’ll be doing:

Help setup and oversee day to day operations of a soon to be launched broker dealer.

Prepare and manage various application processes from start to finish.

Daily trade break reconciliation.

Drive automation of operational processes and reporting

Participate in audit preparation

Analyze and manage improvements in front to back trade flow following the life cycle of a trade. 

Supporting management to identify and manage operational risks

Liaising with settlements /clearing vendors on an ad-hoc basis, and conducting periodic reviews of the firm’s settlements servicing 

Skills & Experience:

5 - 8 years experience in broker dealer operations

 

Proven experience in overseeing broker dealer operations, preferably in retail facing applications.

Extensive knowledge of the full end to end trade lifecycle.  

Must operate with a high sense of urgency and know how to execute.

Excellent Microsoft Excel skills.

Detailed understanding of securities rules and regulatory reporting, specifically pertaining to OATS, CAT & Rule 606.  

Attention to detail and the ability to absorb and retain information quickly.    

A strong team player with the agility to manoeuvre between managerial responsibilities and ad-hoc day to day coverage of the Operations department 

Must have Bachelor's degree or higher

Series 7 & 99 required

 

Nice to have:

Experience working with a clearing firm as an introducing broker.

Additional asset class experience.  

Fintech payments or treasury operations.

Familiarity with KYC/AML

 

Skills & Experience:

5 - 8 years experience in broker dealer operations

 

Proven experience in overseeing broker dealer operations, preferably in retail facing applications.

Extensive knowledge of the full end to end trade lifecycle.  

Must operate with a high sense of urgency and know how to execute.

Excellent Microsoft Excel skills.

Detailed understanding of securities rules and regulatory reporting, specifically pertaining to OATS, CAT & Rule 606.  

Attention to detail and the ability to absorb and retain information quickly.    

A strong team player with the agility to manoeuvre between managerial responsibilities and ad-hoc day to day coverage of the Operations department 

Must have Bachelor's degree or higher

Series 7 & 99 required

 

Nice to have:

Experience working with a clearing firm as an introducing broker.

Additional asset class experience.  

Fintech payments or treasury operations.

Familiarity with KYC/AML

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