Underwriting Specialist Underwriting Specialist …

Depository Trust Clearing Corporation
in Mango, FL, United States
Permanent, Full time
Be the first to apply
Competitive
Depository Trust Clearing Corporation
in Mango, FL, United States
Permanent, Full time
Be the first to apply
Competitive
Underwriting Specialist
Careers ☰ GOCS Underwriting Specialist New 191971 Requisition # About this Opportunity

The GOCS Underwriting Specialist executes routine and complex transactions with general supervision referring the most complex and risk related transactions to management. Interacts with customers to assess problems and gather information that must be escalated. Have an understanding of the operational procedures and systems, but will be expected to undergo training to keep up the pace of operational changes and to develop appropriate levels of subject matter expertise.

Business Unit: Clearing Agency Services & GOCSThe Global Operations, Client Services & Administration group delivers world-class safety and soundness for the global financial services industry. The team provides DTCCs portfolio of core securities and superior transaction processing and client services support in an environment that minimizes risk and cost while maximizing efficiency.


What You'll Do

  • Assess and prioritize the daily assigned workload to ensure accurate and timely completion of work.
  • Review and process new issue eligibility requests for all sub issue types supported by Underwriting.
  • Effectively interact with participants, paying agents, transfer agents, and any other external clients of DTC.
  • Ensures strict adherence to procedures and critical time frames in order to meet accuracy and timeliness benchmarks.
  • Perform a data validation of new issue items made eligible.
  • Perform any additional procedures (functions) for which the Underwriting department is responsible (e.g. Closing Desk, Packaging, etc.)
  • Review, process and validate Corporate Action, Limited Eligibility and Older Issue requests.
  • Identify processing inefficiencies and risks within the department, and provide recommendations to address such items.
  • Provide input and guidance to other Specialists in relation to problem resolution and procedures. Maintain an unrelenting focus on meeting the needs/requests of our clients; including responding to client inquiries timely and accurately (in line with departmental benchmarks/metrics), and in resolving, and/or escalating problems promptly.
  • Aligns risk and control processes into day to day responsibilities to monitor and mitigate risk; escalates appropriately

Sound Like You?

  • Minimum of 3 years of related experience
  • Bachelor's degree preferred

Additional Qualifications

Who We Are

With over 45 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From operating facilities, data centers and offices in 16 countries, DTCC, through its subsidiaries, automates, centralizes and standardizes the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. Industry owned and governed, the firm simplifies the complexities of clearing, settlement, asset servicing, data management, data reporting and information services across asset classes, bringing increased security and soundness to financial markets. In 2018, DTCCs subsidiaries processed securities transactions valued at more than U.S. $1.85 quadrillion. Its depository provides custody and asset servicing for securities issues from 170 countries and territories valued at U.S. $52.2 trillion. DTCCs Global Trade Repository service, through locally registered, licensed, or approved trade repositories, processes over 14 billion messages annually. To learn more, please visit us at or connect with us on , , and


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