Regulatory Reporting Manager Regulatory Reporting Manager …

Phyton Talent Advisors
in Jacksonville, FL, United States
Permanent, Full time
Be the first to apply
Competitive
Phyton Talent Advisors
in Jacksonville, FL, United States
Permanent, Full time
Be the first to apply
Competitive
Regulatory Reporting Manager
Regulatory Reporting Manager
Location: Jacksonville, FL
______________________________

Job Responsibilities:
  • Preparation and analysis of various regulatory returns for the FIRM Bank, branches and broker dealer entities to senior management and external regulators, including non-bank entities as per regulatory requirements in the region.
  • Production of various limit | ratio monitoring reports as per requirements within stringent timelines
  • Liaise with various business divisions including risk, compliance and technology for various data requests
  • Ongoing management of various data input sources required for producing returns and submissions
  • Stakeholder management by providing timely data availability and business drivers for periodic movements
  • Work on various systems and manage data reports in order to ensure timely and accurate data availability for various returns and submissions
  • Ensure timely delivery of work and regular updates to all stakeholders
  • Regular preparation and updates required for process documentation
  • Analyze and prepare responses to queries from stakeholders, auditors and regulators
  • Work collaboratively with the teams within the service line to ensure consistent approach and quality of outputs

Qualifications:
  • Bachelor's degree in accounting and | or finance and preferably a postgraduate | professional accounting qualification,
  • Minimum of 5-6 years of reporting experience working in a medium-to-large financial services firm
  • Previous responsibilities including broker-dealer regulatory [15c3-1, 15c3-3] or financial | corporate reporting
  • FINRA Series 27 license strongly preferred

Close
Loading...