Financial Regulatory Compliance Manager Financial Regulatory Compliance Manager …

Park Hudson International
in Stamford, CT, United States
Permanent, Full time
Be the first to apply
$160k-$180k
Park Hudson International
in Stamford, CT, United States
Permanent, Full time
Be the first to apply
$160k-$180k
The regulatory reporting manager will have the responsibility for safeguarding customer money and for ensuring compliance with net capital for a electronic trading broker dealer.
  • Daily securities and commodities customer protection computations
  • Reg Reporting exp (15c3-3, 15c3-1, FOCUS, etc)
  • Expereience handling regulatory audits
  • Prior experience in automation of operational tasks

 

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