Regulatory Reporting - Compliance Regulatory Reporting - Compliance …

AQR Capital Management, LLC
in Greenwich, CT, United States
Permanent, Full time
Last application, 17 Aug 19
Competitive
AQR Capital Management, LLC
in Greenwich, CT, United States
Permanent, Full time
Last application, 17 Aug 19
Competitive
Regulatory Reporting - Compliance
Regulatory Reporting - Compliance

We are currently seeking an exceptionally talented individual with regulatory reporting experience, preferably with, or on behalf of, an investment manager, to join the Regulatory Reporting team within our Compliance Department.

Your Role
  • Assist in the preparation and submission of regulatory reports filed on behalf of the firm, and evaluate and respond to associated requests from U.S. and foreign regulators and departments such as the SEC, CFTC, NFA, U.S. Treasury, Bureau of Economic Analysis, as well the UK's FCA, Germany's BaFin, Italy's CONSOB, among others
  • Oversee the drafting and review of the firm's Form ADV
  • Monitor for global regulatory developments and provide updates to Compliance, as well as other groups throughout the firm, on applicable rules and filing requirements
  • Develop and document internal processes and procedures related to the firm's various filing obligations

What You'll Bring
  • A J.D. degree is strongly preferred
  • Excellent oral and written communication skills; must be able to confidently collaborate with senior management and various departments within the firm
  • Prior experience in Compliance and Legal preferred
  • Familiarity with registered investment advisers, asset management, financial products and instruments, including knowledge of complex financial derivatives

Who You Are
  • Intelligent, energetic and goal-oriented with the ability to juggle multiple tasks, meet deadlines with limited supervision and exercise sound judgment
  • A self-starter with the ability to follow through and complete tasks in a highly intellectual, collaborative environment
  • Well-organized and detail-oriented
  • Able to focus on details while keeping in mind the bigger picture
  • Excellent oral and written communication skills; must be able to confidently collaborate with senior management and various departments within the firm

AQR is an Equal Opportunity Employer. EEO/VET/DISABILITY

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