Execute risk assessments to identify the key compliance and fraud risks and assess mitigating controls to determine the risk profile for the organization. Analyze banking regulations and assess impact to business units, products, and processes. Conduct compliance audits to assess control effectiveness. Assist in managing federal and state regulatory examinations. Develop management and executive risk and compliance report. Perform data analytics to compile, track and trend compliance metrics. Provide assistance to departments in developing and updating policies and procedures by enforcing standards. Based on review of procedures and walkthroughs, maintain an inventory of compliance and fraud controls and map them to key risk areas. Update control documentation in case procedures are revised.
Bachelors degree in Business Administration, Accounting, Finance or related field, followed by 4 years of professional experience in the position offered, or related capacity(ies). Alternatively accepting a Masters degree in Business Administration, Accounting, Finance or related field, followed by 2 years of professional experience in the position offered, or related capacity(ies).