Operations Specialist Operations Specialist …

LPL Financial
in San Diego, CA, United States
Permanent, Full time
Be the first to apply
LPL Financial
in San Diego, CA, United States
Permanent, Full time
Be the first to apply
Operations Specialist
Operations Specialist-Death & Divorce Specialized Team San Diego/en-US/External/job/San-Diego/Operations-Specialist-Death---Divorce-Specialized-Team_R-008057/apply

LPL Financial is currently looking for an Operations Specialist.  This is a full time position located in our San Diego corporate office.  Our Operations Specialist will be part of a department that is responsible for money movement of cash and/or assets. This person would support various processes within Cash Management that include: Death Disbursements (Retirement and Non-Retirement products) and Divorce Journals. While much of this role will require operational process, this person may also be required to have contact with internal and external clients.

Essential Functions:  

  • Processing Responsible for processing receipt transactions that are (NIGO) Not in Good Order, processing journal request, and monitoring/handling the disbursement work queues to process various disbursement requests. Divorce and Death Claim processing will also be required, along with some tax operations processing.
  • Continuous Learning- Keeping up to date on new processes and controls, actively participating in daily huddles and monthly department and other meetings.

Job Requirements:

  • 1-2 years brokerage/financial services industry knowledge
  • Effectively verbal and written communication skills
  • Ability to adapt to change
  • Ability to work independently as well as in a team
  • Ability to problem solve, articulate requirements and escalate when necessary
  • Strong attention to detail with a high degree of accuracy and consistency
  • Executes given tasks timely and accurately

Preferred Qualifications:

  • FINRA Series 7/66

Education Requirements:

  • Bachelors Degree; preferably in Business, Accounting or Finance
  • Microsoft Office (Word, Excel, Access, Power Point) BETA (Mainframe) Documentum Siebel SharePoint

About LPL Financial:

LPL Financial is a leader in the retail financial advice market and the nations largest independent broker/dealer*. We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. LPL and its affiliates have more than 3,700 employees with primary offices in Boston, Charlotte, and San Diego. 

Our Culture:

If you join LPL, you will join a culture that believes in delivering a world-class client experience and looks to all employees to contribute to that goal by sharing their creativity, experience, and passion for continuous improvement. As a destination of choice, our top priorities are growth and development, social responsibility, and financial health for our employees.  

We offer competitive compensation and industry leading benefits, including a wellness facility with onsite fitness classes, healthy meal choices, and a walk-in clinic. We support employee financial health through a 401k match, ESPP, and employee discounts. Work/life balance is our foundation and is supported through paid holidays, and paid time off (including time to volunteer). We foster a diverse work environment through Employee Resource Groups and diverse strategic partnerships.   

Join the LPL team and help us make a difference by turning lifes aspirations into financial realities. Please login or create an account to apply to this position. Principals only. EOE 

*As reported by Financial Planning magazine, June 1996-2017, based on total revenue.

Posted 2 Days AgoFull timeR-008057

As the nations leading independent broker-dealer*, we offer an

integrated platform of proprietary technology, brokerage, and

investment advisor services to more than 14,000 financial

advisors and approximately 700 financial institutions, enabling

them to help their clients turn life's aspirations into financial

realities. We also support more than 4,000 other financial

advisors with customized clearing solutions, advisory

platforms, and technology.

Weve told you what we do for our customers, but what can we

do for you? 

Well provide you with a work environment that encourages your

creativity and growth, a leadership team thats supportive and

responsive, and the opportunity to create a career that has no

limits, only amazing potential.

*As reported by Financial Planning magazine, June 1996-2017,

based on total revenue.