Operations Specialist Operations Specialist …

LPL Financial
in San Diego, CA, United States
Permanent, Full time
Be the first to apply
Competitive
LPL Financial
in San Diego, CA, United States
Permanent, Full time
Be the first to apply
Competitive
Operations Specialist
Sr. Operations Specialist San Diego/en-US/External/job/San-Diego/Sr-Operations-Specialist_R-007583/apply

The Sr. Operations Specialist role will provide quality service to our Advisors and Service Center by performing a variety of tasks that fall under the Stock Record Department

Essential Functions

  • Reconciliation of LPLs custody platform in order to ensure books and records are accurate. Liaise with fund sponsors, depositories and other industry participants to research and resolve discrepancies.
  • Review, validate and process Share Class Conversion and Alternative Investment requests including interaction with fund sponsors and LPL vendors while delivering world class Service to LPL Advisors, LPL Trading teams and LPL's Service Center

Other Job duties

  • Assist with project testing and implementation.
  • Ability to coordinate work in a high volume environment

Qualifications

  • Bachelor's Degree preferred
  • 0-1 years in Financial and/or Brokerage Industry
  • Microsoft Office Required
  • Preferred software experience: Beta
  • Ability to perform under pressure to meet deadlines
  • Strong time management skills
  • Attention to detail
  • Ability to work independently or within a group setting
  • Self-motivated
  • Must be highly organized
  • Strong written and verbal communications skills

About LPL Financial:

LPL Financial is a leader in the retail financial advice market and the nations largest independent broker/dealer*. We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. LPL and its affiliates have more than 3,700 employees with primary offices in Boston, Charlotte, and San Diego. 

Our Culture:

If you join LPL, you will join a culture that believes in delivering a world-class client experience and looks to all employees to contribute to that goal by sharing their creativity, experience, and passion for continuous improvement. As a destination of choice, our top priorities are growth and development, social responsibility, and financial health for our employees.  

We offer competitive compensation and industry leading benefits, including a wellness facility with onsite fitness classes, healthy meal choices, and a walk-in clinic. We support employee financial health through a 401k match, ESPP, and employee discounts. Work/life balance is our foundation and is supported through paid holidays, and paid time off (including time to volunteer). We foster a diverse work environment through Employee Resource Groups and diverse strategic partnerships.   

Join the LPL team and help us make a difference by turning lifes aspirations into financial realities. Please login or create an account to apply to this position. Principals only. EOE 

*As reported by Financial Planning magazine, June 1996-2017, based on total revenue.

Posted 2 Days AgoFull timeR-007583

As the nations leading independent broker-dealer*, we offer an

integrated platform of proprietary technology, brokerage, and

investment advisor services to more than 14,000 financial

advisors and approximately 700 financial institutions, enabling

them to help their clients turn life's aspirations into financial

realities. We also support more than 4,000 other financial

advisors with customized clearing solutions, advisory

platforms, and technology.

Weve told you what we do for our customers, but what can we

do for you? 

Well provide you with a work environment that encourages your

creativity and growth, a leadership team thats supportive and

responsive, and the opportunity to create a career that has no

limits, only amazing potential.

*As reported by Financial Planning magazine, June 1996-2017,

based on total revenue.

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