Director, Compliance,Financial Director, Compliance,Financial …

Cliftonlarsonallen
in Sacramento, CA, United States
Permanent, Full time
Be the first to apply
Competitive
Cliftonlarsonallen
in Sacramento, CA, United States
Permanent, Full time
Be the first to apply
Competitive
Director, Compliance,Financial
Director Of Compliance - Financial Institutions Group Sacramento, CA/en-US/CLA/job/Sacramento-CA/Director-Of-Compliance---Financial-Institutions-Group---Sacramento--CA_R3771/apply

CLA is offering an exciting opportunity for a qualified candidate to join our Financial Institution Group (FIG) in our Sacramento, Seattle, Tucson or Phoenix offices. We are looking for a Director to assist in directing, planning, and providing oversight for our compliance outsourcing practice. The position offers a unique opportunity for professional growth within a FIG practice with a strong reputation within our local markets for excellent technical expertise and a commitment to client service.

Responsibilities

The DirectorCompliance Services will be responsible for:

  • Working with clients and other FIG staff to determine engagement/relationship objectives, develop appropriate budgets and assist in coordinating resources to meet the objectives
  • Developing an understanding of the clients business activities, processes and associated risks
  • Coordinating the development of risk assessments, testing plans and scopes for compliance engagements
  • Assisting with proposals for new business opportunities in the areas of compliance, training and related special projects
  • Coordinating the timely completion of fieldwork
  • Preparing and / or reviewing compliance reports
  • Providing oversight/review of assigned staff members
  • Working with other Managers and Directors and clients to address compliance issues that may arise
  • Keeping abreast of the latest banking industry compliance developments through ongoing formal and self education
  • Providing ongoing technical assistance support to clients
  • Anticipating and addressing client issues
  • Assisting in the oversight and completion of other engagements/special projects or duties as assigned

Requirements

The firm seeks candidates who have the desire to take on exciting responsibilities and grow with our FIG practice. Candidates should have 6-plus years of financial institution compliance experience. Other qualifications include:

  • Bachelor degree or equivalent work experience
  • CRCM, or other compliance certification, a plus
  • Strong knowledge of the banking industry, controls and processes; prior bank industry experience and/or bank regulatory experience a plus
  • Strong understanding of bank consumer compliance regulations
  • Strong written and oral communication skills
  • Demonstrated track record of successfully leading fieldwork for compliance testing
  • Proven ability to lead and develop staff
  • Ability to multi-task and complete assignments within required time constraints and deadlines
  • Willing to travel within assigned geographical region

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CLA exists to create opportunities for our people, our clients, and our communities. We are a proud equal opportunity/affirmative action employer . All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity/expression, disability status, protected veteran status, national origin, or any other characteristic protected by law.

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Posted 4 Days AgoFull timeR3771

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When you join CLA, youll have the opportunity to design your own . Career growth is about having new experiences and lots of exposure to different roles that stretch your comfort zone, expand your skills, and shape you as a leader. Its not so much about climbing a ladder or acquiring new titles its the discovery of your strengths and the outer reaches of your true potential. At CLA, you have the freedom to explore many opportunities, including your choice of industry specialization, service capability, career path, and mobility.

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About CLA

CLA exists to create opportunities for our clients, our people, and our communities through industry-focused wealth advisory, outsourcing, audit, tax, and consulting services. With more than 6,200 people, 120 U.S. locations, and a global affiliation, we promise to know you and help you. Learn more at . Investment advisory services are offered through CliftonLarsonAllen Wealth Advisors, LLC, an SEC-registered investment advisor.

CLA is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, disability status, protected veteran status, national origin, or any other characteristic protected by law.

Equal Opportunity Employer /AA Employer/Minorities/Women/Protected Veterans/Individuals with Disabilities

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