Registered Associate Registered Associate …

Morgan Stanley
in Florence-Graham, CA, United States
Permanent, Full time
Be the first to apply
Competitive
Morgan Stanley
in Florence-Graham, CA, United States
Permanent, Full time
Be the first to apply
Competitive
Registered Associate
PWM Registered Associate POSITION SUMMARY: The Registered Associate enhances the client experience by providing exceptional client service, supporting Branch functions as needed, assisting in safeguarding client assets, and serving as administrative and operational support to Financial Advisors. The Registered Associate is responsible for understanding firm policies, procedures and digital capabilities that will allow them to interact with Financial Advisor teams as well as new and existing clients. In order to perform daily business activities, the Registered Associate is required to have active Series 7 and 66 (or 63 and 65) Licenses. DUTIES and RESPONSIBILITIES:
  • Maintain existing client relationships through the processing of client requests, resolving client inquiries, and making sure key client information and documentation is up to date
  • Conduct outreach to maintain strong relationships with client base and identify Firm services and solutions, such as digital, online access and cash management offerings, that support clients needs
  • Onboard new client accounts, which includes the collection of required documentation and client information
  • Support the teams marketing strategy by maintaining marketing materials, including digital and social media platforms, and planning client events and seminars
  • Prepare financial reports, spreadsheets, and other materials for client meetings
  • Regularly seek opportunities to use firm resources for peer sharing and collaborating with Financial Advisors
  • Proactively participate in firm initiatives directed by local management
  • Actively engage in available training and education programs to maintain current status on policies, procedures and risk awareness
  • Input orders on behalf of Financial Advisor
  • Perform administrative duties that support Financial Advisors in daily business practices, including but not limited to, telephone coverage, business travel arrangements, coordination of client meetings, prepare travel & expense reports, and file & calendar maintenance
EDUCATION, EXPERIENCE, KNOWLEDGE, and SKILLS:
  • Active Series 7, 63 and 65 or Series 7 and 66
  • Two or more years of industry experience preferred
  • High School Diploma/Equivalency
  • College degree preferred

Primary Location: Americas-United States of America-California-Los Angeles
Work Locations:
Job: Wealth Management
Organization: Morgan Stanley
Job Posting: Nov 12, 2019
Close
Loading...