Compliance Advisory Manager

  • Competitive
  • Reading, England, United Kingdom
  • Permanent, Full time
  • Empiric , EA Licence No: 11C5671
  • 08 Jan 19

An excellent opportunity has arisen for a Compliance Advisory Manager to join a leading financial services organisation. This a great opportunity to join a progressive and expanding company in a dynamic environment.

Responsibilities:

  • Act as the first point of contact on all compliance advisory matters for the firm and its various business areas.
  • Deliver a regulatory change process, ensuring timely identification, analysis and communication of regulatory change and oversight of the businesses’ implantation of changes required to ensure compliance with new requirements
  • Deliver the firm’s Compliance training programme to promote a compliance culture across the Group
  • Review and approve financial promotions, ensuring compliance with FCA rules and requirements
  • Develop and maintain policies relating to the firm’s regulatory compliance and non-financial risk obligations

Requirements:

  • Previous experience within a Compliance Advisory
  • Experience of building and maintaining open and effective relationships
  • Line Management experience preferable
  • Working knowledge of financial regulation in relation to FCA handbooks (especially MCOB, COBS, CONC, BCOBS)
  • Ability to balance regulatory and conduct risks with the needs of a commercial organisation, whilst maintaining a clear level of independence and challenge
  • Ideally knowledge of the consumer finance space.

Please only apply if you have the above experience.