Compliance Manager - Private Banking/Wealth Management Compliance Manager - Private Banking/Wealth  …

Barclay Simpson
in Northampton, England, United Kingdom
Permanent, Full time
Be the first to apply
£50,000 - £70,000
Barclay Simpson
in Northampton, England, United Kingdom
Permanent, Full time
Be the first to apply
£50,000 - £70,000
Barclay Simpson
My client, an established and well regarded private bank based in Northamptonshire have a key vacancy in their team for a Compliance Manager, directly reporting into the Head of Compliance.

Responsibilities:

  • Undertaking the compliance monitoring programme 
  • Assisting the Head of Compliance with the Compliance Assurance Plan 
  • Ensuring policies and procedures are updated and regulatory compliant
  • Horizon scanning
  • Thematic reviews
  • Ad hoc projects
  • Training
  • Stakeholder management

 

Requirements:

  • Broad compliance experience with sound FCA compliant knowledge
  • Wealth Management/ Financial Advice desirable 
  • Excellent communication skills/ influencing skills

 

Salary: £50,000 - £70,000 + benefits 

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