Vice President - Compliance Monitoring Vice President - Compliance Monitoring …

Pure Search
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
Negotiable
Pure Search
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
Negotiable
Work alongside the Head of Monitoring in providing quality assurance to key business stakeholders, ensuring the organisation is operating within a compliant framework.

Key Deliverables include:

· Lead and deliver regular testing, thematic and ad-hoc reviews.

· Execute risk based monitoring reviews, undertake fieldwork and testing, conduct interviews with the relevant stakeholders/teams.

· Accurately document findings and assessments.

· Prepare draft report for discussion with the Senior Compliance Manager.

· Keep an accurate record of agreed action points and ensure these are completed within agreed deadlines.

· To assist in developing and implementing an effective compliance culture throughout the Company.

Skills and experience required:

· Previous experience working in monitoring and testing gained in a banking environment

· Strong regulatory compliance knowledge (i.e. FCA/PRA Handbook, Conduct Rules)

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