VP Investment Guidelines / Portfolio Compliance Monitoring VP Investment Guidelines / Portfolio Compliance  …

Investigo Compliance
in London, England, United Kingdom
Permanent, Full time
Last application, 30 Sep 19
Competitive
Investigo Compliance
in London, England, United Kingdom
Permanent, Full time
Last application, 30 Sep 19
Competitive
An funds business are looking to hire a Investment Guidelines / Portfolio Compliance Monitoring specialist to join their new, growing risk & compliance team.

Key responsibilities:

  • Oversight and support to all fund management desks in relation to investment guideline related matters
  • Post trade monitoring
  • Development and maintainenence of policies and procedures
  • Support investigation of any UCITS breaches
  • Represent compliance interests in business projects and working groups
  • Lead on implementation of new guideline monitoring system

Successful candidates will have:

  • Minimum of 5 years investment guidelines / portfolio compliance monitoring experience 
  • Knowledge and experience of UCITS investment guidelines
  • Excellent communication skills both written and verbal
  • Experience working with senior management
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