VP Central Compliance/Control Room VP Central Compliance/Control Room …

Goodman Masson
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
GBP70000 - GBP80000 per annum
Goodman Masson
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
GBP70000 - GBP80000 per annum
A global Investment Bank are looking for a VP to join their small Compliance team based in London. The role will focus on Central Compliance and Control Room activities.

A global Investment Bank are looking for a VP to join their small Compliance team based in London. The role will focus on Central Compliance and Control Room activities. It is essential you have experience within Control Room and SMCR.

The key responsibilities will be:

  • Develop and implement a fit for purpose Control Room to ensure that all aspects of managing conflicts risk are addressed and compliant with European regulatory rules
  • Approval, rejection and logging of Gifts & Entertainment requests, ensuring compliance with European legislation and UK regulatory requirements
  • Conduct 2nd LoD monitoring and testing reviews on the Business and report findings to senior management
  • Creation and maintenance of a robust SMR Framework to ensure the banks compliance with UK
    regulatory requirements and best industry practice
  • Liaise directly with the FCA and PRA on all matters relating to SMR and resolve questions and
    queries promptly
  • Providing advice, support and training to Senior Managers on their responsibilities under SMR
    and meeting regularly with the Head of the European Region to provide updates on SMR and
    advise on regulatory developments

Company Overview

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

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