Transaction Monitoring Analyst - Stocks and Securities Transaction Monitoring Analyst - Stocks and  …

Investigo
in London, United Kingdom
Temporary, Full time
Last application, 27 Sep 21
400
Investigo
in London, United Kingdom
Temporary, Full time
Last application, 27 Sep 21
400
Posted by:
Ian Christie • Recruiter
Posted by:
Ian Christie
Recruiter
Previous experience investigation stocks and shares transactions for AML AML Investigations Sanctions Advisory PEPS

Responsibilities:

  • Analysing alerted payments or trades for potential money laundering and terrorist financing risks
  • Investigating customer transactions as part of periodic and event-driven customer KYC reviews
  • Engaging with relevant stakeholders including front-office relationship managers
  • Escalating confirmed suspicious activities to the Suspicious Activity Reporting Unit
  • Compiling and advising on investigation data for market alerts
  • Observing industry trends and speaking up about potential opportunities to improve our tools, processes and products

Key Experience:

  • Previous experience in Transaction Monitoring / AML / Financial Crime
  • Significant experience in the financial services industry
  • A structured approach to the investigations of alerts, with the ability to translate complex data into clear and engaging messages
  • A working knowledge of Financial Crime frameworks, policies, procedures and processes
  • Strong presentation skills, and the confidence to influence colleagues at all levels
  • Previous experience in Correspondent Banking would be advantageous
 
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