Trading & Wholesale Conduct Risk - Manager

  • Competitive plus negotiable benefits
  • London, England, United Kingdom
  • Permanent, Full time
  • KPMG
  • 21 Dec 18

We seek an individual to assist the delivery of various risk related engagements encompassing


We seek the individual to assist the delivery of various risk related engagements encompassing the following areas:

- Front office supervision
- Market abuse and market conduct risk
- Unauthorised trading assessments and investigations
- Risk management frameworks and target operating models
- Front-to-back assessments of trading controls environment against good market practice and regulatory expectations
- Fair client order handling
- Risk assessments of electronic trading practices
- Application of the Fair and Effective Market Review within investment banking
- Advise clients on the benefits, regulations, current industry practices and advancements relating to various risk issues
- Keep abreast of latest trends and any new regulations
- The individual will also be required to apply their skills to a broad range of banking risk related issues supporting both regional and national propositions.

Knowledge, skills and experience:

- Understanding of trading environment and approaches to risk management, with insights into how to develop/improve these approaches to add true value to our clients
- Knowledge of new regulatory developments
- Good understanding of the governance around risk management
- Excellent oral / written communication
- Understanding of a trading and control environment across either FI, Equities, FX and commodities. This experience likely to have been gained in either:

· Consultancy
· Product Control
· Middle Office
· Business Management
- Flexibility to work across the UK (and internationally) where required