Trade & Transaction Reporting - £50,000 Trade & Transaction Reporting - £50,000 …

Aston Carter
in London, United Kingdom
Permanent, Full time
Last application, 20 Sep 20
£50,000
Aston Carter
in London, United Kingdom
Permanent, Full time
Last application, 20 Sep 20
£50,000
Responsible for ensuring that MHI meets our reporting obligations. The role specifically requires a working understanding and knowledge of Regulatory Reporting requirements framework across MiFID, EMIR & SFTR.

Key words: MIFID, EMIR, SFTR, Dodd Frank, Regulatory, Regulatory Reporting, Regulatory Change, Trade Support

Daily Responsibilities – SFTR

 

  • To act as an SME regarding Regulatory obligations under SFTR 
  • Operations Oversight of Message Automation and DTCC dashboards
  • Remediation & Resubmission of any daily transaction / collateral update / collateral re-use rejections within the Regulatory deadline
  • Front to back reconciliation on SFTR reportable fields between CDW and DTCC Trade Repository Reconciliation against SFTR eligible counterparties for Pairing (UTI & LEIs) and Matching (economic attributes)
  • Resubmission of any SFT Transactions to the TR on the back of the reconciliations (CDW vs DTCC & Pairing & Matching)
  • Communicate MHI generated UTI to counterparty where MHI is deemed the UTI generator
  • Obtain and chase UTI from the counterparties for SFT transactions where the counterparty is deemed the UTI generator
  • Provide regular update of GoldenSource of regulatory, UTI Logic / SFTR Classification / SFTR Mandatory Delegated Reporting
  • Management of counterparty queries on regarding on MHI delegated reporting
  • Maintenance of CCP statements, ensuring they are consumed correctly

 

Daily Responsibilities – MIFID 

 

  • To act as an SME regarding Regulatory obligations under MiFID II
  • Daily monitoring to ensure Trade & Transaction Reporting (FCA) has been instructed correctly and within regulatory deadlines and reconciles to our books and records.
  • APA reporting: Real-time monitoring of the Trax/Bloomberg/TradeEcho MiFID II Trade & Transaction Reporting GUIs.
  • Exception management on BAU to ensure regulatory deadlines are met.
  • Complete daily Reconciliations for MiFID II reporting 
  • Monitor daily Real-time MiFID II potential clearing breaches; escalate to FO/line manager if necessary.
  • Standardise any operations tasks and embedded into the consolidated Trade & Transaction Reporting procedure.

 

Daily Responsibilities – EMIR

  • To act as an SME regarding Regulatory obligations under EMIR 
  • Operations Oversight of Message Automation and DTCC dashboards
  • Remediation & Resubmission of any daily transaction / collateral update / collateral re-use rejections within the Regulatory deadline
  • Resubmission of any EMIR Transactions to the TR on the back of the reconciliations (CDW vs UnaVista & Pairing & Matching)
  • Complete daily Reconciliations for EMIR reporting 
  • Trade Repository Reconciliation against EMIR eligible counterparties for Pairing
  • Monitor daily Real-time EMIR potential clearing breaches; escalate to FO/line manager if necessary.
  • Standardise any operations tasks and embedded into the consolidated Trade & Transaction Reporting procedure.

 

RTB Responsibilities

  • Involvement with Regulatory Project work as required for MIFID II/EMIR SFTR
  • Liaise with ISD/Legal/Compliance to implement various tactical & long-term strategic solutions in the reporting framework.

 

 

For anyone who feels they are suitable for this role then please send your CV to me on harcole@astoncarter.com

Thanks,

Harrison

 

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