Trade Surveillance Monitoring Analyst - London Trade Surveillance Monitoring Analyst - London …

Eximius Finance
in London, England, United Kingdom
Permanent, Full time
Last application, 30 Sep 19
£40,000 - £55,000
Eximius Finance
in London, England, United Kingdom
Permanent, Full time
Last application, 30 Sep 19
£40,000 - £55,000
A leading top tier Investment Bank in London is recruiting for A Trade Surveillance Monitoring Analyst.

A leading top tier Investment Bank in London is recruiting for A Trade Surveillance Monitoring Analyst.

 

Responsible for:

  • Conducting daily analysis of automated surveillance alerts through systems such as SMART, Actimize, etc.
  • Identifying and escalating any potential concerns or risks relating to, but not limited to regulatory rules such as MAR, MIFID 2 and firm policies.
  • Active involvement in enhancing current surveillance controls and developing new surveillance tools, reports and procedures. 
  • Liaising regularly with the other Group Compliance, Regulatory and Governance Areas.
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