Surveillance Manager, Fixed Income Surveillance Manager, Fixed Income …

Goodman Masson
in London, England, United Kingdom
Permanent, Full time
Last application, 31 Mar 20
£70,000 - £90,000
Goodman Masson
in London, England, United Kingdom
Permanent, Full time
Last application, 31 Mar 20
£70,000 - £90,000
A Major Investment banking group is looking to strengthen their surveillance team by bringing in a couple of people with strong fixed income product knowledge who want to continue to build their career using cutting edge technology and be part of a surveillance programme that is aiming to be best in class.

Role Responsibilities

  • Identify potential new forms of staff or counterparty misconduct.
  • Ensure that all alerts are satisfactorily escalated and resolved.
  • Undertake timely and accurate resolution of requests by Regulators, senior management and the businesses/asset classes into certain practices, businesses, individuals and events. Escalate, as appropriate, any material findings or incidents of misconduct highlighted by these investigations.
  • Support the development of new trade surveillance controls to identify misconduct and market abuse, including in the testing of next generation trade and communications systems.
  • Partner with regulatory change and other regulatory SMEs to understand new and revised regulatory requirements, codes of practice and others, ensuring surveillance is correctly positioned to satisfy regulatory requirements and changes and that any impact is disseminated to the appropriate Businesses
  • On occasion, delegate for Surveillance management at internal control and governance forums.
  • Support management in the resolution of audit and control findings

Required experience/knowledge

  • An ability to think strategically, with perspective, and demonstrate resilience, is critical.
  • An ability to inspire confidence and enthusiasm in GRS deliverables in both staff and stakeholders is critical.
  • An ability to act in a pressurized, but supportive environment, is critical.
  • An ability to self-motivate and ‘do the right thing’ is critical.
  • Strong, practical experience of risk management in a multi-dimensional environment (for example, industry expectations, regulatory pressures, extensive internal scrutiny, cost-constrained environment).
  • The ability to analyse and present complex information in a clear, concise and precise written and verbal format is essential.
  • This role requires subject matter expertise in Fixed Income (Rates or Credit products and associated activities), or allied areas.
Company Overview

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.