Senior Regulatory Reporting Manager (6 months) - Investment Bank - London Senior Regulatory Reporting Manager (6 months) -  …

twentyAI
in London, United Kingdom
Contract, Full time
Last application, 17 Jan 22
£700 per day
twentyAI
in London, United Kingdom
Contract, Full time
Last application, 17 Jan 22
£700 per day
Posted by:
Eden Olu • Recruiter
Posted by:
Eden Olu
Recruiter

A global Investment Bank are looking for a Regulatory Reporting Manager to be responsible for all regulatory reporting for the UK dealer broker – UK, European and US in a growing environment for an initial 6-month period.

Responsibilities:

  • Lead the preparation of daily, weekly, monthly & quarterly regulatory reporting required by UK financial regulators. These tasks primarily focus on UK external liquidity reporting (FSA047 and FSA048) internal liquidity reporting. Part of the team responsible for preparation of COREP and liquidity reporting
  • Assist with tasks within daily, monthly, and quarterly regulatory reporting required by US regulators
  • Ensure all FCA and US regulatory liquidity reporting remains compliant with the relevant requirements and guidelines
  • Provide expertise interpreting regulations and reporting guidance applicable to a Dealer-Broker and challenging existing practice
  • Lead the review processes, including deep-dive reviews for the above Regulatory Reporting deliverables to identify and implement improvements to the control environment
  • Lead the review processes for the above Regulatory Reporting deliverables to identify and implement improvements to systems capabilities
  • Re-engineer any legacy manual processes and document new processes to be compliant with corporate end user computer tools (EUCT) standards.
  • Standardise documentation for the local regulatory reporting and manage the periodic updates and reviews of those documents
  • Support the planning, testing and implementation of projects and initiatives, which affect the Regulatory Reporting and wider Finance team, including testing for the implementation of FRS reporting software
  • Assess and recommend approaches for issues
  • Provide leave of absence cover to produce other deliverables within the department as appropriate in order to satisfy internal control framework requirements

Requirements:

  • Qualified accountant
  • Experience of a UK Dealer Broker is highly preferable
  • Experience compiling FCA and European regulatory returns, particularly UK liquidity returns
  • Excellent Excel skills and comfortable manipulating large quantities of data
  • Self-motivated with the ability to work independently within a team structure
  • Strong academic background and degree educated
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