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Goodman Masson

Senior Manager, Compliance Control Room

Goodman Masson London, United Kingdom
Posted 2 months ago Hybrid Job Permanent Negotiable
Goodman Masson have partnered with a Global Bank in the hire for a Senior Manager, Compliance Control Room on a permanent basis.

Responsibilities (brief):

Overseeing the day-to-day administration of Control Room compliance programs as it relates to information barriers and managing conflicts of interests that may be present within the Bank's Corporate & Investment Banking, Capital Markets and Research businesses. This includes responsibility for:

    • Conflict clearance processes
    • All aspects of global lists management supporting Global Control Room colleagues within a rotating coverage model
    • Facilitating barrier crossing requests and maintenance of employee barrier status lists
    • Responding to regulatory requests as they relate to the Control Room
    • Supporting monitoring and surveillance programs as relates to the global lists
    • Providing support to the securities aggregation component of the Global Control Room (including proprietary trade pre-clearance).

Skills desired (brief):

  • Solid relevant compliance experience, control room and/or corporate & investment banking compliance experience
  • Requires an in-depth knowledge and comprehension of EU and UK MAR rules.
  • Good understanding of applicable international securities rules and regulations relating to research, investment banking and securities underwriting
  • Outstanding written and spoken communication skills with ability to influence effectively.
  • Excellent teamwork, interpersonal and conflict resolution skills
  • Highly organized and capable of dealing with complex projects and juggling multiple priorities.

If interested, please apply. Alternatively, email chris.norton@goodmanmasson.com for a confidential discussion.

In our company values we aim for equity at all stages of the recruitment process, please let us know if we can do anything to make the process more accessible to you.

job_description_image
Job ID  CRSM2
ABOUT COMPANY
London, United Kingdom
HR & Recruitment

With a team of 180 and growing every day, Goodman Masson is London’s specialist Finance and Technology recruitment business. Voted ‘Recruitment Agency of the Year 2021', our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hire across Finance, Technology and Specialist markets including the areas of Accountancy & Finance, Audit, Actuarial, Banking Operations, Change Management & Transformation, Compliance, Investment Management, Tax, Treasury, Housing Development, Pharmaceuticals, Technology, Digital & Data and Software Engineering.

We successfully provide both contingent recruitment and RPO solutions to a wide range of clients, through a brilliant understanding of sourcing and recruiting, the creation and evolution of employer brands and the fascination in the modern workplace.

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