Senior Compliance Officer / Deputy to Head Senior Compliance Officer / Deputy to Head …

LMA
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
Up to £46,000 base + bonus + benefits
LMA
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
Up to £46,000 base + bonus + benefits
Posted by:
Posted by:
Associate Director
Our client, a West End-base Middle Eastern Bank is seeking to recruit a mid-level compliance officer who can step up to be the deputy of the Compliance team. The role is a generalist compliance role and would suit someone who has had experience of working in a Middle-Eastern Bank. Candidates must have experience of Compliance Monitoring so not just AML/KYC exposure.

Main Responsibilities:

- Acting as a point of contact for Compliance in the absence of HoC

- Conducting Compliance Monitoring Program for MBUK

- Under the direction of HoC, updating Compliance related Policies and Procedures

- Producing monthly Compliance ( including Financial Crime ) related  Management Reports

- Maintaining and updating  Compliance related breaches register

- Maintaining and updating the Regulatory Register

- Maintaining Data Protection related records

- Conducting KYC/CDD reviews for the purposes of onboarding/reactivating customers

- Participating Compliance related projects as and when required

- Contributing to the delivering of Compliance team’s overall objective 

Requirements:

- Able to read and understand regulatory requirements

- Able to handle multiple tasks and prioritise them appropriately

- Able to communicate a complex compliance subject in a simple manner to staff at all levels

- Banking products knowledge

 

 

 

 

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