Senior Compliance Officer - Private Equity Senior Compliance Officer - Private Equity …

Pure Search
in London, England, United Kingdom
Permanent, Full time
Last application, 13 Jul 20
Negotiable
Pure Search
in London, England, United Kingdom
Permanent, Full time
Last application, 13 Jul 20
Negotiable
A leading Private Equity firm in London are looking for an experience Compliance Officer with a broad experience working with front office professionals.

Responsibilities:

  • Provision of regulatory advice to credit, private equity and real estate business lines
  • Front office monitoring and surveillance
  • Offering trading advice and assessing risk in relation to trading processes
  • Keeping abreast of regulatory development and providing training where necessary
  • Assisting with development, implementation and monitoring of compliance programme
  • Assisting with compliance support for marketing function.

Desired Experience:

  • Comprehensive understanding of European regulatory demands for investment management industry
  • Thorough understanding of fixed income and private credit products
  • Previous experience in an advisory and broad compliance capacity
  • Ability to work clearly and collaboratively in a high-performing and complex environment
  • Excellent communication and inter-personal skills
  • Experience of building relationships with a number of senior stakeholders on a global basis.

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