Senior Compliance Officer

The Compliance professional to secure this role will work with a great team and enjoy a broad range of duties:

• Providing Compliance advice to the business
• monitoring of policies and procedures
• horizon scanning
• ensuring all FSA requirements are met by implementing policies and procedures
• compliance training
• reviewing marketing materials
• supporting the investment team in relation to investment activity
• maintaining restricted and watch lists
• handling PA Dealing requests
• managing compliance reporting

As the successful applicant you will have:

• Around 10 years proven Compliance experience
• An in-depth understanding of the hedge fund industry
• Experience of a generalist compliance function
• A strong team ethos as team-work is a key element to the completion of this role
• A proven track record of building relationships; you will be dealing with the business and staff at all levels of seniority within the firm on a day to day basis