Senior Compliance Consultant

  • Competitive
  • London, England, United Kingdom
  • Permanent, Full time
  • Robert Quinn Consulting
  • 06 Mar 19

We're looking for Senior Compliance Consultants well-versed in the FCA Handbook and who have experience with providing compliance support to investment managers, hedge funds, asset managers and other financial institutions. Robert Quinn Consulting is a dynamic and growing London-based consultancy dedicated to helping financial services firms navigate an increasingly complex regulatory environment. Known for our extensive compliance knowledge, we advise on a number of financial regulations from the UK, Europe and US, including FCA, ESMA, SEC, CFTC, FINRA. If interested, please send a Cover Letter along with your most recent CV.

This particular role is suited for an individual with professionalism and deep experience.  Responsibilities include, but are not limited to:

  • Act as the primary compliance source or interface for our clients’ business functions
  • Provide strategic perspective and anticipate business needs of our clients
  • Provide resolutions for complex regulatory questions and issues
  • Deliver compliance projects and ad hoc services
  • Deliver timely and appropriate responses to requests for compliance advice and/or support
  • Deliver regularly scheduled compliance monitoring reviews onsite and produce compliance reports
  • Provide support and participate in client sales presentations

Experience and Skills Required:

  • At least 6 to 10 years compliance experience gained within a compliance or management consultancy, or a regulator such as the FCA, SEC, NFA, etc.
  • Thorough knowledge of the FCA Handbook
  • Educated to a degree level (or equivalent)
  • Detail-oriented with the ability to analyse and interpret large volumes of data
  • Excellent customer service ethos
  • Strong client facing ability and experience, and capable of dealing with a wide range of clients
  • Excellent communication (verbal and written) and interpersonal skills
  • Strong IT skills
  • Fluency in additional languages a plus
  • Must hold the right to work in the UK

If you are interested in this position, please include a Cover Letter along with your most recent CV.