Senior Compliance Associate

  • fantastic+bonus+benefits
  • London, England, United Kingdom London England GB
  • Permanent, Full time
  • Arrowstone Resource Partners
  • 25 Apr 18 2018-04-25

Im looking for a Senior Compliance Associate to join my client, ideal candidates need to have gained experience working for a wholesale financial services firm wither at FSA or FCA - im also keen to speak to people that have worked for a Compliance consultancy firm which services Hedge Funds, candidates need to have strong AIFMD and MIFID2 experience

Roles and Responsibilities

  • You will be responsible for helping manage a portfolio of clients and assisting / advising them in all regulatory matters pertaining to their business
  • You will be involved in FCA, SEC and CFTC applications, mock audits and ad hoc advice
  • Knowledge of AIFMD, MiFID, FCA Handbook (CRDIV, SEC and CFTC would be an advantage)
  • Ideally experienced with risk assessments, conflicts, ICAAPs, liquidity assessments, FCA Part 4A applications etc.
  • Should be presentable and confident to handle client relationships
  • Strong written communication skills a must