Senior Compliance Advisory Lead - Private Banking Senior Compliance Advisory Lead - Private Banking …

Eximius Finance
in London, United Kingdom
Permanent, Full time
Last application, 25 Jan 21
Up to £100,000
Eximius Finance
in London, United Kingdom
Permanent, Full time
Last application, 25 Jan 21
Up to £100,000
Posted by:
Lee Barnish • Recruiter
Posted by:
Lee Barnish
Recruiter
The client is a hugely successful and historic Private Bank. This role will report to the Deputy Head of Compliance. The key responsibility of this role is to provide day-to-day oversight and monitoring of the regulatory landscape to ensure that new and evolving regulation is adequately identified and appropriately disseminated to all key stakeholders in a timely manner.
  • Monitor the regulatory horizon for impacts on all aspects of the bank’s business
  • Alongside appropriate areas of the business, assess the relevance of new or changing FCA regulation in respect of the bank’s business model – keeping appropriate records of determinations and interpretations
  • Track, record and disseminate PRA and other prudential regulatory requirements, and assist, where appropriate on assessing the relevance to the bank
  • Disseminate high level summaries and impact information to key stakeholders.
  • Attend appropriate industry briefing on relevant topics ensuring that outputs from these briefing are then appropriately disseminated to stakeholders within the business
  • Maintain and update the library of regulatory developments and all associated documents
  • Provide consistent, practical and appropriate reports on the regulatory horizon, in its totality, to all relevant stakeholders
  • Provide ad-hoc advisory support to the business in relation to PRA and FCA requirements.
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