Senior Audit Manager, Asset Management

– conduct reviews and audits of specific business areas, provide practical, innovative and value-added solutions to issues identified

– analyze and assess risks and barriers to delivery (e.g. investment suitability, supervision, cross-border), assumed by both the business and support functions

– identify and evaluate the effectiveness of controls designed to address those risks

– prepare reports of audit findings for UBS senior management, monitor the results, risk profile and developments across GIA network and provide input for planning sessions


Your team :

You will be working in the Group Internal Audit team. GIA’s role, as an independent function, is to support UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management and the control environment within all business divisions and Corporate Center functions globally.

We are independent in our work and report directly to the Chairman of the Board of Directors and the Audit Committee. We are a talent powerhouse that attracts and develops the best people by driving career growth in and outside the department. Our team is responsible for auditing the Asset Management division.

Your experience and skills:

You have:
– a university degree

– experience (7+ years) in asset management audit, compliance or internal risk management areas from a consulting firm or an internal audit function

– strong analytical skills and willingness to keep up with industry, regulatory developments and learn new concepts and methods

– a detailed understanding asset / wealth management operations and regulations as well a quantitative approach to problem solving.

You are:
– reliable when working independently, with sound judgment for when to escalate issues

– risk focused, and capable of using data analytics to gain insights into transactions, clients, and investment products

– a flexible and committed team player willing to travel to other UBS locations for audit assignments

– curious and willing to discover all aspects of the bank, with the ambition to advance your career in an international environment.

London, England, United Kingdom London England GB