SOX Control Consultant

  • Salary:450 - 500
  • Location:London, England, United Kingdom
  • Job Type:Contract, Full time
  • Company:Alexander Ash Consulting
  • Updated on:18 Mar 19

My client an Tier-1 Investment bank with global operations is currently recruiting for a SOX Compliance analyst to join them on a contract basis in London. You’ll be joining there chief controls office, which is dedicated to improving the controls environment of the bank. The ideal candidate will come from a BIG 4 background with good recent exposure to SOX controls.

Client

My client an Tier-1 Investment bank with global operations is currently recruiting for a SOX Compliance analyst to join them on a contract basis in London. You’ll be joining there chief controls office, which is dedicated to improving the controls environment of the bank.

The ideal candidate will come from a BIG 4 background with good recent exposure to SOX controls.

 

Skills

  • SOX exposure
  • Ex BIG 4
  • Excellent communication skills
  • Excellent stakeholder management skills
  • Good understanding of the COSO framework and its application to internal controls over financial reporting
  • Ability to understand, implement and drive improvements to a risk & control framework

Responsibilities

  • Conduct SOx Design Effectiveness Assessment (DEA) which includes scheduling and conducting walkthrough meetings with control owners, documenting the walkthrough meetings and procedures, identifying and communicating any DEA deficiencies and following up with control owners to ensure any DEA deficiencies are resolved in a timely manner.
  • Conduct SOx Operating Effectiveness Testing (OET) which includes preparing a detailed request list, selecting appropriate samples for testing and executing the testing in line with SOx Methodology.
  • Assess the impact of control weaknesses on financial reporting and raise issues
  • Monitor progress of remediation plans for SOx related issues
  • Work on special projects requiring attention for improving control environment