SMCR Compliance - Investment Banking SMCR Compliance - Investment Banking …

Black Swan Group
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
GBP60000 - GBP70000 per annum
Black Swan Group
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
GBP60000 - GBP70000 per annum
Our client a leading International Investment bank are looking for someone to join a growing team in a role focused on the Senior Managers and Certification Regime

Responsibilities

Develop and maintain the Compliance framework in relation to the Senior Managers and Certification Regime

Provide advice and training in relation to SMCR and regulatory registrations

Identify assess and process regulatory registrations with relevant regulatory bodies

Manage the relationship with the regulator in relation to SMCR.

Requirements

Strong working knowledge of SMCR from working in an Investment Bank

Ability to manage the registration process for the business assessing fitness and propriety for employees

Good stakeholder management and time management skills are required

For more information please contact the team at compliancecv@blackswangroup.com

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