Rules & Compliance Manager Rules & Compliance Manager …

McGregor Boyall
in London, England, United Kingdom
Contract, Full time
Be the first to apply
GBP65000.00 - GBP71000.00 per annum + Bonus + benefits
McGregor Boyall
in London, England, United Kingdom
Contract, Full time
Be the first to apply
GBP65000.00 - GBP71000.00 per annum + Bonus + benefits
An opening exists in the Rules & Compliance team (R&C) for a fixed term contractor. The assignment will run for 12-14 months with the possibility of becoming permanent after the intial duration. We are looking for someone with SMCR knowledge OR someone that holds/has held an FCA regulated position (CF10/CF11)


Key Responsibilities
The key responsibilities of the role include, but are not limited to:

  • Provision of Compliance input to the Senior Managers and Certification Regime (SMCR)
  • provision of compliance support on all regulatory matters including: new business initiatives; regulatory analysis of relevant legislation, rules and guidance; and liaison with, including the making of any relevant notifications to the FCA.
  • oversight of compliance with the FCA's rules on systems and controls against money laundering and the provision of an annual MLRO report to the Governing Body.
  • establishment of a suitable monitoring programme, oversight of its delivery.
  • monitoring completion and timely submission of routine reports to the FCA.

Key Behaviours

  • Communication
  • Motivation & Flexibility
  • Stakeholder Management
  • Analysis
  • Teamwork

Key Skills

    • Strong Regulatory knowledge (FCA, SMCR)
    • Experience of working within the financial services industry - trading venue experience would be preferable but is not essential.

McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.

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