Risk Control Manager – Trade Surveillance – Ex Trader / Dealer

  • £80-90k + bonus and benefits
  • London, England, United Kingdom
  • Permanent, Full time
  • RCQ Associates – Risk, Credit Analysis & Quantitative Specialists
  • 18 Sep 17

A leading Investment Management firm with an excellent reputation is seeking a front office based Risk Control Manager focused on exception monitoring and trade surveillance to join its expanding team in the city of London. This role is focused on the dealing floor and they wish to have an ex dealer / trader who understands the risk and controls which surround working within this environment. This is monitoring and examining exceptions and examining the trade data thoroughly, whilst working in the first line of defence within a dealing environment. The salary is likely to be £75-90k + bonus and benefits.

You will be involved in:

  • Reviewing exceptions generated from the relevant dealing teams including best execution, timely release, timely execution, timely recording, fair allocation, post trade cancellations / amendments
  • Examining trade data
  • Review of trades and utilising sound judgement on how to escalate any potential issues
  • Investigations of issues and potential issues
  • This role is working across asset classes including Fixed Income, Equities and FX


You will have the following experience:

  • A dealing / trading background, within Fixed Income, Equities or FX within an Asset Management environment is essential
  • Excellent interpersonal skills
  • Able to provide some examples of review and analysis of exceptions
  • Attention to detail


Please apply via this advert for further information.