Regulatory Specialist - Capital Markets Regulatory Specialist - Capital Markets …

Kite Human Capital
in London, United Kingdom
Permanent, Full time
Last application, 09 Apr 21
£65,000
Kite Human Capital
in London, United Kingdom
Permanent, Full time
Last application, 09 Apr 21
£65,000
Posted by:
David Hurst • Recruiter
Posted by:
David Hurst
Recruiter
Our client, a leading market infrastructure business, are seeking a qualified Lawyer or Accountant to work within their Regulatory team - that has oversight of the rules, policy and associated guidance across their markets.

Key responsibilities:

  • Advising and responding to questions regarding market rules
  • Undertaking compliance and thematic visits to market participants
  • Assessing credibility of new applicants looking to trade on their markets
  • Investigating rule breaches 
  • Actioning requests for suspension, cancellation or restoration of trades 
  • Undertaking project work around the regulatory space

Key Skills required:

  • Qualified Lawyer or Accountant 
  • Understanding or exposure to Capital or Primary Markets 
  • Excellent communication skills
  • Ability to work under pressure

Candidates don't require to have worked within a regulatory focussed role, but need to be suitably qualified, have an understanding of Capital or Primary Markets and a genuine interest to move into a regulatory focussed position.

 

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