Regulatory Reporting Specialist Regulatory Reporting Specialist …

Carnegie Consulting
in London, United Kingdom
Permanent, Full time
Last application, 22 Jun 21
GBP60000 - GBP80000 per annum + plus benefits
Carnegie Consulting
in London, United Kingdom
Permanent, Full time
Last application, 22 Jun 21
GBP60000 - GBP80000 per annum + plus benefits
Our client a reputable brokerage, London City based require a "Regulatory Reporting Analyst". The business provides an execution and clearing service across ETD's, Cash Equities, Repos, CFD's, F/X and Fixed Income. The business is a member of the principal exchanges LSE, Singapore Exchange and Dubai Gold & Commodity Exchange.

Our client a reputable brokerage, London City based require a "Regulatory Reporting Analyst". The business provides an execution and clearing service across ETD's, Cash Equities, Repos, CFD's, F/X and Fixed Income. The business is a member of the principal exchanges LSE, Singapore Exchange and Dubai Gold & Commodity Exchange.

The "Regulatory Reporting Analyst" will support the product regulatory reporting requirements and analysis. The focus will be on improving the quality of the processes and strengthening the oversight of the work provided by: Submission, review, QA'ing, analysis and modernisation of Transaction Reporting. Production of Management Information (MI) across Transaction Reporting.

The successful individual will perform the following;

  • Perform daily regulatory reporting activity for MiFiD/ EMIR / SFTR transactions and post trade transparency
  • Completion of day-to-day reporting activities including monitoring and resolution of transmission exceptions and reconciliations between source systems and ARM/NCA
  • Remediation of exceptions by investigating, correcting and re-submission of erroneous reports
  • Monitoring and analysis of ETD / OTC derivative transactions for reporting eligibility to ensure completeness and accuracy of reporting
  • Maintenance of static data required for accurate reporting
  • Act as SME on all regulatory reporting matters for firm activities and projects
  • Production of Management information and key performance indicators on reporting
  • Participation in UAT and Implementation of new products and projects
  • Produce processes and procedures for the day-to-day operating of Transaction Reporting

Skills Required:

  • Experience across MiFiD II , EMIR, SFTR transaction reporting as well as other exchange specific reporting such as CME Large Trader Reporting, Commodity Position Reporting, and other exchange
  • Experience in regulatory Transaction Reporting (MiFIR and EMIR)
  • Experience in exchange transaction/position reporting
  • Experience across various asset classes including rates, credit, equities, derivatives , FX, Repo's and SLB Accuracy and attention to detail
  • Quick learner with the ability to translate, understand and digest technical knowledge on Regulatory processes
  • Proactive required to digest what is needed and make the role fit the needs
  • Understand and be fully conversant with Regulatory Reporting rules
  • Excellent communication skills: up/down/across
  • Good analysis and problem-solving skills, escalating any issues accordingly
  • Investigative and inquisitive nature; willing to challenge accepted practice
  • Experience working on projects (with good organisational skills)

This is an exciting opportunity to join a reputable business offering great career opportunities !!!

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